-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NYYN+5hFrGKd2XsdNO5f1QsWJvSPqS1GwBiCXFB+G+3muy3XhVeMmVyeVOmqoSvs 19yTw331pyyYON3r3yaLzg== 0000905148-07-001635.txt : 20070227 0000905148-07-001635.hdr.sgml : 20070227 20070227112124 ACCESSION NUMBER: 0000905148-07-001635 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070227 DATE AS OF CHANGE: 20070227 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FUELCELL ENERGY INC CENTRAL INDEX KEY: 0000886128 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 060853042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42494 FILM NUMBER: 07651806 BUSINESS ADDRESS: STREET 1: 3 GREAT PASTURE RD CITY: DANBURY STATE: CT ZIP: 06813 BUSINESS PHONE: 2038256000 MAIL ADDRESS: STREET 1: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/ DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POSCO Power CORP CENTRAL INDEX KEY: 0001390752 IRS NUMBER: 000000000 STATE OF INCORPORATION: M5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: DACOM BUILDING, 10TH FLOOR STREET 2: 761-1 YEOKSAM-DONG, GANGNAM-GU CITY: SEOUL STATE: M5 ZIP: 135-987 BUSINESS PHONE: 82-2-2087-5309 MAIL ADDRESS: STREET 1: DACOM BUILDING, 10TH FLOOR STREET 2: 761-1 YEOKSAM-DONG, GANGNAM-GU CITY: SEOUL STATE: M5 ZIP: 135-987 SC 13G 1 efc7-0636_6051089sc13g.txt UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 - ------------------------------------------------------------------------------ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) FUELCELL ENERGY, INC. --------------------- (Name of Issuer) Common Stock, $0.0001 par value per share ------------------------------------------------- (Title of Class of Securities) 35952H106 ------------------ (CUSIP Number) February 20, 2007 ------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on following pages Page 1 of 5 Pages SCHEDULE 13G CUSIP No.: 35952H106 Page 2 of 5 Pages ............................................................................... 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). POSCO POWER ............................................................................... 2. Check the Appropriate Box if a Member of a Group (a) |_| (b) |_| ............................................................................... 3. SEC Use Only ............................................................................... 4. Citizenship or Place of Organization Republic of Korea ............................................................................... 5. Sole Voting Power 3,822,630 Number of ............................................................... Shares 6. Shared Voting Power 0 Beneficially ............................................................... Owned by Each 7. Sole Dispositive Power 3,822,630 Reporting ............................................................... Person With 8. Shared Dispositive Power 0 ............................................................................... 9. Aggregate Amount Beneficially Owned by Each Reporting Person 3,822,630 ............................................................................... 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |_| ............................................................................... 11. Percent of Class Represented by Amount in Row (9) 6.69% ............................................................................... 12. Type of Reporting Person: CO Page 3 of 5 Pages Item 1(a). Name of Issuer: FuelCell Energy, Inc. (the "Issuer") Item 1(b). Address of Issuer's Principal Executive Offices: 3 Great Pasture Road Danbury, Connecticut 06813 Item 2(a). Name of Person Filing: This Statement is filed on behalf of POSCO Power, a corporation incorporated under the laws of Korea ("POSCO Power" or the "Reporting Person"). This Statement relates to the Shares (as defined herein) held for the account of POSCO Power. Item 2(b). Address of Principal Business Office or, if none, Residence: The address of the principal business office of POSCO Power is DACOM Building, 10th Floor, Yeoksam-dong, Gangnam-gu, Seoul, 135-987, Korea. Item 2(c). Citizenship: POSCO Power is a corporation incorporated under the laws of Korea. Item 2(d). Title of Class of Securities: Common Stock, $0.0001 par value per share (the "Shares") Item 2(e). CUSIP Number: 35952H106 Item 3. If this statement is filed pursuant to ss.ss. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: This Item 3 is not applicable. Item 4. Ownership. Item 4(a). Amount beneficially owned: As of February 20, 2007, POSCO Power may be deemed to beneficially own 3,822,630 Shares. Item 4(b). Percent of class: The number of Shares of which POSCO Power may be deemed to be the beneficial owner constitutes approximately 6.69% of the total number of Shares outstanding. Page 4 of 5 Pages Item 4(c). Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 3,822,630 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 3,822,630 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. This Item 5 is not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. This Item 6 is not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. This Item 7 is not applicable. Item 8. Identification and Classification of Members of the Group. This Item 8 is not applicable. Item 9. Notice of Dissolution of Group. This Item 9 is not applicable. Item 10. Certification. By signing below the Reporting Person certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 27, 2007 POSCO POWER By: /s/ Seong-Woo Lee ------------------------------------- Name: Seong-Woo Lee Title: President & CEO -----END PRIVACY-ENHANCED MESSAGE-----